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TRADEOS · TradeOS Phase

Compliance Phase

Risk + audit: export licenses, sanctions, PSI, insurance, post-audit

The Compliance phase of TradeOS covers 5 trade-operation categories. Risk + audit: export licenses, sanctions, PSI, insurance, post-audit

5 operations in the Compliance phase

EXLIC Export License (SCOMET / Restricted)
Dual-use, defence, controlled chemicals — DGFT licensing
30-180 days
SANC Sanctions Screening
OFAC + UN + EU + UK — pre-transaction KYC
Real-time screening
PSI Pre-shipment Inspection
Third-party verification — quality + quantity + identity
1-3 weeks
CINS Cargo Insurance
ICC A / B / C — cover the in-transit risk
Same-day cover note
PSA Post-shipment Audit
Customs PCA + GST audit + RBI FRC tracking
PCA: T+12 mo · FRC: at realisation

All 6 TradeOS phases

SetupTariffCommercialFinanceLogisticsCompliance

Frequently asked about Compliance Phase

What does the Compliance phase cover?

Risk + audit: export licenses, sanctions, PSI, insurance, post-audit

How many categories are in this phase?

5 trade-operation categories.

Which phase comes before Compliance?

TradeOS phases flow Setup → Tariff → Commercial → Finance → Logistics → Compliance. Each shipment touches every phase.

Is the phase order strict?

In practice, multiple phases run in parallel. Setup is one-time/annual; Tariff + Commercial happen at quotation; Finance/Logistics at execution; Compliance is continuous.

Learn more — related across the site
📖 Lexicon
→ Aml Compliance→ Binding Tariff Information→ Blockchain Trade Finance→ Carriage And Insurance Paid To
🛠 Tools
→ Export Credit Insurance→ Fta Tariff Phase In→ Post Shipment Finance
💼 Case studies
→ Kerala Spices Eu Rasff Recovery→ Supply Chain Finance Ikea Supplier
✍ Blog
→ 5 Mistakes First Eu Shipment→ Cbam Definitive Phase 2026→ Iec To First Eu Shipment Checklist
📚 Library
→ Pre-Shipment Finance→ Post-Shipment Finance→ ICC-C Restricted Cover→ Sanctions Compliance
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